Compliance Officer - 12 month FTC

We have an incredible opportunity for an experienced Compliance Officer to take on a 12 month fixed term contact working for a top asset manager.  This role will see you working closely with the Head of Compliance and team.  

What You Will Do

This is a close-knit team and your will be involved in a wide range of tasks linked to the compliance function of the business. Tasks will include:

• Monitoring and completing daily checks
• Ongoing development and improvement of the compliance process
• Analysis on pre-trade and post-trade investment restrictions
• Monitoring internal compliance and maintaining logbook records
• Review and approval of marketing materials
• Perform AML and KYC checks as required
• Reporting and recordkeeping
• Responding to regulators enquiries and requests  

What We Are Looking For

We are looking for a capable candidate that can manage their own workload and is not afraid to roll up their sleeves and help with a range of tasks. We are looking for:

• Experience in a similar role within finance – ideally an asset management setting
• Impeccable attention to detail
• Excellent interpersonal skills - written and verbal
• Ability to build strong relationships with all stakeholders
• Highly organised and detail oriented

This role comes with fantastic benefits. Fantastic exposure within an outstanding asset manager that could lead to fantastic career opportunities.