Compliance Analyst, Investment Firm, up to £30k!
- Recruiter
- Tiger Recruitment
- Location
- London
- Salary
- £25000 - £30000 per annum
- Posted
- 26 Nov 2020
- Closes
- 02 Dec 2020
- Ref
- MDCOM1718
- Contact
- Maria Drye
- Job Title
- Finance Assistant
- Industry Sector
- Banking / Finance
- Contract Type
- Permanent
- Hours
- Full Time
Main Responsibilities:
Monitoring
Monitoring
- Assist the team with compiling data and reviewing reports
- Assist with the monitoring of staff compliance; log and review any breaches/errors
- Review of daily reports i.e trade allocations to ensure that the firm’s stated policy is being complied with
- Assist the team with the performance of AML and KYC checks
- Work with fund administrators to compile reports
- Assists with enquiries or requests from regulators
- Reviewing daily shareholder reporting reports and assist with making required returns
- Reviewing takeover panel reports
- Assist the team with the administration of ensuring that the firm and its staff are appropriately registered with relevant authorities
- Compile ad-hoc and periodic reports for the firm’s regulators and clients
- Participate in ad-hoc projects
- Compile key performance indicators for senior management
- General filing and administrative assistance
- Whilst compliance experience is not necessary, a legal academic background or experience within a financial services environment will be an advantage
- Proven administrative skills
- Organised and methodical
- Conscientious and hard-working
- Eager to learn and driven
- Reasonably numerate and IT literate
- Ability to build relationships and communicate effectively
- Confident working independently, and as part of a team