Compliance Administrator

This is a fabulous new role working for a prestigious wealth management company in the St Albans area.

Due to company growth, the compliance manager is now seeking an assistant to help her with day to day compliance issues.

Duties will include (but are not limited to):

·Assisting in the provision of compliance advisory on day-to-day activities, regulatory changes, complaints, breaches, new products, policies and procedures.

·Maintaining compliance registers including, complaints, breaches, financial promotions, training, foreign clients.

·Assisting in policy and procedure reviews and updates.

·Assisting and ownership of BAU tasks, including: ongoing checks on clients, regular compliance reviews (e.g. client file suitability and financial promotions), training and competence, and occasional special reviews.

·Carrying out administrative tasks and assisting on any ad-hoc projects.

You will have had around two years experience working within compliance or financial services as an administrator. You will be a good team player who enjoys multi tasking and working within a work hard, play hard environment with sociable people. You will have a good eye for detail, have an organised proactive approach and will be looking for a role with lots of scope for progression and career development.

There will be an element of flexibility to the role - so there is the option to work a day from home.