Compliance Assistant Manager

Recruiter
Page Personnel Secretarial
Location
England, Lancashire, Preston
Salary
£30000 - £35000 per annum
Posted
23 Jul 2021
Closes
20 Aug 2021
Ref
JN -052021-2913578
Contact
Emma Pyle
Job Title
Administrator
Industry Sector
Banking / Finance
Contract Type
Permanent
Hours
Full Time

Looking for a compliance Assistant Manager to join the team.

Client Details

Our client is a leading financial services group for those both in and approaching their retirement.

Description

The Key responsibilities will include:

  • Provide direct support, guidance and advice to the business on Compliance matters
  • Build and maintain relationships with key stake holders
  • Review Financial Promotions and review customer complaints
  • Assist in evaluating employee performance and identify training needs including 1:1s & coaching
  • Provide direct support, guidance and advice to the business on Compliance matters

Profile

The successful candidate will have/be:

  • Previous Compliance experience within the Financial Services industry.
  • Previous experience in the management and supervision of colleagues.
  • To have a working knowledge of the FCA Handbook (Essential), including MCOB.
  • To have excellent interpersonal, verbal and written communication skills with great attention to detail
  • To have a knowledge and practical experience of the interpretation and application of legislation and regulation is essential.
  • Experience of reviewing financial promotions in accordance with regulatory and company policy is preferential.

Job Offer

Permanent contract + 35K salary

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