Compliance Assistant - Part-time - £28,500 FTE
- Recruiter
- J M Legal Limited
- Location
- England, London, City of London
- Salary
- £28000 - £28500 per annum + Benefits
- Posted
- 28 Apr 2017
- Closes
- 26 May 2017
- Ref
- COM02
- Contact
- Adam Cook
- Job Title
- Administrator
- Industry Sector
- Accountancy
- Contract Type
- Permanent
- Hours
- Part Time
Compliance Assistant - Part-time, working 2.5 days a week within an established City based law firm
Supporting the Head of Compliance and other staff of around 100 in relation to compliance throughout the firm.
Duties include:
Checking of all File Opening Documentation for completeness and accuracy
Activation of Matters
Administration of File Compliance Reviews performed by senior Fee Earners
Performance of monthly SAR testing to ensure controls in place in Accounts Department are being performed.
Annual review of Compliance measures in place throughout the Firm.
Bi weekly follow up with Fee Earners of matters opened for which File Opening Documentation is incomplete.
Maintenance of various Logs - Entertainment, PEP's, Interest Party etc
Maintenance of the Office Manual including liaison with Fee Earners responsible for particular sections
Verification of Passport details using World Check
Skills: Solid compliance background with experience in File Opening
Ability to communicate with Fee Earners
Good IT Skills - Word and Excel essential
Please contact Adam @ JM legal for further information
Supporting the Head of Compliance and other staff of around 100 in relation to compliance throughout the firm.
Duties include:
Checking of all File Opening Documentation for completeness and accuracy
Activation of Matters
Administration of File Compliance Reviews performed by senior Fee Earners
Performance of monthly SAR testing to ensure controls in place in Accounts Department are being performed.
Annual review of Compliance measures in place throughout the Firm.
Bi weekly follow up with Fee Earners of matters opened for which File Opening Documentation is incomplete.
Maintenance of various Logs - Entertainment, PEP's, Interest Party etc
Maintenance of the Office Manual including liaison with Fee Earners responsible for particular sections
Verification of Passport details using World Check
Skills: Solid compliance background with experience in File Opening
Ability to communicate with Fee Earners
Good IT Skills - Word and Excel essential
Please contact Adam @ JM legal for further information
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