RISK AND COMPLIANCE ADMINISTRATOR - UP TO £30K

Location
London (Greater)
Salary
UP TO £30K PLUS EXCELLENT BENEFITS
Posted
30 Sep 2016
Closes
28 Oct 2016
Job Title
Finance Assistant
Industry Sector
Legal
Contract Type
Permanent
Hours
Full Time

An excellent opportunity has arisen for a highly competent Compliance Administrator to join this prestigious and well established law firm. - You will be reporting directly into the Head of Risk and Compliance and will relied on to complete the following duties:

  • To actively monitor compliance of the firm's AMS/CDD procedures relating to all new clients ensuring that all AML forms have been completed for every client.

  • To regularly liaise with the Accounts team regarding AML issues and third party payments

  • To be responsible for updating the risk registers and comply with the Legal Ombudsman regulations

  • To assist in the administration of the firm's file review process and monitor non compliance issues within a specified time frame.

  • To take ownership of the completion of client care letters and file closing letters, file opening / closing risk assessment

  • To liaise with HR regarding the monitoring of diversity data for the SRA

  • To assist in the firm's training regarding the administration of risk management and compliance

  • To assist in preparing for the annual Lexcel assessment

If you believe you have a sound understanding of Risk and Compliance procedures within the legal sector, do not hesitate to submit your details to avoid disappointment.

 

 

Penhaligon's Recruitment Ltd is an equal opportunities employer