RISK AND COMPLIANCE ADMINISTRATOR - UP TO £30K
7 days left
- Full Time
An excellent opportunity has arisen for a highly competent Compliance Administrator to join this prestigious and well established law firm. - You will be reporting directly into the Head of Risk and Compliance and will relied on to complete the following duties:
To actively monitor compliance of the firm's AMS/CDD procedures relating to all new clients ensuring that all AML forms have been completed for every client.
To regularly liaise with the Accounts team regarding AML issues and third party payments
To be responsible for updating the risk registers and comply with the Legal Ombudsman regulations
To assist in the administration of the firm's file review process and monitor non compliance issues within a specified time frame.
To take ownership of the completion of client care letters and file closing letters, file opening / closing risk assessment
To liaise with HR regarding the monitoring of diversity data for the SRA
To assist in the firm's training regarding the administration of risk management and compliance
To assist in preparing for the annual Lexcel assessment
If you believe you have a sound understanding of Risk and Compliance procedures within the legal sector, do not hesitate to submit your details to avoid disappointment.
Penhaligon's Recruitment Ltd is an equal opportunities employer
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